California Air Resources Board

Certification of the following application types requires the indicated information, as applicable.  Multiple sections may apply to an application. Further details are contained in the California test procedures and the Federal and California regulations. Physical items must be mailed to the ECC Division Chief and electronic items submitted to the CARB eFILE system. 

Before First Application or Whenever Changes Occur

• Letter of Intent  (P)
• Electronic Signatures Letter  (P)
• Emissions Labels Samples  (P)
• EPA Manufacturer Code
  • U.S. EPA Family Name, per naming convention
• CARB Manufacturer Code
• Technical Description 
• Availability of Warranty Service Centers  
• Agreements with Service Providers
• Certification Fees Account 
  • Obtain CARB Customer Account Number for certification fees
• eFILE Account
  • Obtain eFILE Account
  • eFILE Contact Sheet
  • eFILE Instructions

         (P) = Physical submission

Before Each Application

• Certification Plan Preview  (optional)
• AECD Report (optional)
• Durability Demonstration Plan
• SCR DF Validation Plan (as applicable) 
• DF Carry-Across Worksheet

Each Application

• Application Cover Letter
• Streamline Certification Attestation (Carry-over Cover Letter)
• Certification Fee Invoice 
• Certification Fee Payment Confirmation
• Statements of Compliance
• Waivers Requests
• FMPRO Application
• Engine Model Summary
• Durability Demonstration Report
• AECD Report
• Three AECD Questions
• Emissions Labels Schematics/Photos
• Tamper Resistance Declaration
• Sensors Description Worksheet
• Emissions Catalysts Description
• Emissions Warranty Statement
• Maintenance Schedule
• Delegated Assembly Documentation
• Projected Production 
• Projected ABT Report
• GHG Reporting
• Ammonia Slip Values 
• NTE Compliance
• DPF Regeneration Strategy Description
• SCR Inducement Strategy Description